Triad Investment Management, LLC
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 146786
- Registered since
- April 29, 2026
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI86.31%
- Corporations / Businesses9.45%
- Individuals3.95%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Triad Investment Management, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration year 2026) and serves a mix of high-net-worth individuals, families and institutional clients. Triad’s client-facing services center on financial planning and portfolio management for individuals and small businesses, and it charges clients on a percentage-of-AUM fee model. The firm reports an owner structure that includes a domestic entity and at least one individual and does not describe itself as a capital allocator or an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents5%
- Non-Investment Grade Corp Bonds2%
Contacts
2 of 2
John Heldman
Partner, Portfolio ManagerCRD 3276168
David Hutchison
PartnerCRD 2602539
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$9M in ETFs
26%
$2.4M
67%
$6.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES FLEXIBLE INCOME ACTIVE ETF (BINC) | BlackRock | Active | Multisector Bond | $2.6M | 50,339 | 28.29% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 4041 Mac Arthur Blvd
- Time zone
- PT (UTC-8)
- Office locations
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