Triad Investment Management, LLC
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 146786
- Registered since
- April 29, 2026
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI86.31%
- Corporations / Businesses9.45%
- Individuals3.95%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Triad Investment Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2026. Ownership is listed as a combination of a domestic entity and an individual. The firm serves individual and family clients as well as institutional investors, charging fees based on a percentage of assets under management. Core advisory services include financial planning and discretionary portfolio management for individuals and small businesses. Triad does not identify as an active ESG investor, does not operate as a capital allocator, and does not describe itself as a multi-state or pension consulting adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents5%
- Non-Investment Grade Corp Bonds2%
Contacts
2 of 2
David Hutchison
PartnerCRD 2602539
John Heldman
Partner, Portfolio ManagerCRD 3276168
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$9.1M in ETFs
23%
$2.1M
56%
$7.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES FLEXIBLE INCOME ACTIVE ETF (BINC) | BlackRock | Active | Multisector Bond | $2.1M | 39,738 | 22.77% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 1301 Dove St
- Time zone
- PT (UTC-8)
- Office locations
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