Triad Investment Management, LLC
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 146786
- Registered since
- April 29, 2026
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI86.31%
- Corporations / Businesses9.45%
- Individuals3.95%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Triad Investment Management, LLC is an independent registered investment adviser organized as an LLC that registered with the SEC in 2026. The firm serves both individuals and families as well as institutional clients, operating on a percentage-of-assets fee model. Its core advisory offerings are financial planning and portfolio management geared toward individual investors and small businesses. Triad is not positioned as an ESG-focused manager, and it does not identify as a capital allocator, pension consultant, or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents5%
- Non-Investment Grade Corp Bonds2%
Contacts
2 of 2
David Hutchison
PartnerCRD 2602539
John Heldman
Partner, Portfolio ManagerCRD 3276168
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$11.5M in ETFs
36%
$4.2M
58%
$7.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH) | Vanguard | Passive | Short Government | $3.9M | 66,562 | 33.88% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 1301 Dove St
- Time zone
- PT (UTC-8)
- Office locations
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