Schaeffer Financial LLC
Firm details
- Headquarters
- Rockville, Maryland
- CRD number
- 133697
- Registered since
- January 3, 2005
- Website
- www.schaefferfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI71.67%
- Individuals28.33%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Schaeffer Financial LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2005. The firm is owner-managed and focuses on serving individuals and families. Its advisory services include financial planning, portfolio management for individuals and small businesses, selecting other advisers on clients’ behalf, and running educational seminars and workshops. Schaeffer charges clients through a mix of percentage-of-AUM fees alongside hourly, fixed-fee, and other arrangements. The firm is not positioned as an ESG investor and is flagged as a capital allocator, indicating it places client capital with outside managers where appropriate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities42%
- Cash & Cash Equivalents2%
Contacts
3 of 5
Richard Schaeffer
Co-FounderCRD 1202659
Karen Schaeffer
Managing Member and Co-FounderCRD 705691
Kaitlin Yardley
Insurance ConsultantCRD 5336245
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$146M in ETFs
99%
$145M
0%
$1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB) | BlackRock | Passive | Short Term Bond | $35.3M | 674,253 | 24.23% |
Location
Rockville, MD
Montgomery
Location
Rockville, MD
Headquartered in Rockville, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Montgomery
- Address
- 4612 Great Oak Rd
- Time zone
- ET (UTC-5)
- Office locations
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