Schaeffer Financial LLC
Firm details
- Headquarters
- Rockville, Maryland
- CRD number
- 133697
- Registered since
- January 3, 2005
- Website
- www.schaefferfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI71.67%
- Individuals28.33%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Schaeffer Financial LLC is an independent, SEC-registered RIA formed in 2005 and organized as an LLC with individual ownership. The firm serves individual and family clients and positions itself as a capital allocator that combines financial planning, portfolio management for individuals and small businesses, selection of outside advisers, and educational seminars. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements and other fee types. Schaeffer does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities42%
- Cash & Cash Equivalents2%
Contacts
3 of 5
Richard Schaeffer
Co-FounderCRD 1202659
Karen Schaeffer
Managing Member and Co-FounderCRD 705691
Kaitlin Yardley
Insurance ConsultantCRD 5336245
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$134M in ETFs
99%
$133M
0%
$940K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB) | BlackRock | Passive | Short Term Bond | $34.1M | 649,372 | 25.42% |
Location
Rockville, MD
Montgomery
Location
Rockville, MD
Headquartered in Rockville, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Montgomery
- Address
- 4612 Great Oak Rd
- Time zone
- ET (UTC-5)
- Office locations
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