RESEARCH FINANCIAL STRATEGIES

RIASEC RegisteredEst. 2010

Total AUM

$252M

Discretionary

$252M

100% of AUM

Avg account

$201K

Accounts

1,250

Employees

Advisory reps

Firm details

Headquarters: ROCKVILLE, Maryland
CRD number: 153247
Registered since: May 3, 2010
Website: www.rfsadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., FORTITUDE RE
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI65.96%
Individuals28.75%
Pension & Profit Sharing Plans4.86%
Charitable Organizations0.24%
Corporations / Businesses0.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Research Financial Strategies is an independent registered investment adviser organized as a corporation and SEC-registered in 2010. The firm is individually owned and operates as a capital allocator, serving both individuals and families as well as institutional clients. Its advisory services include comprehensive financial planning, portfolio management for individuals, small businesses and institutions, selection of third-party managers, and client education through seminars and published periodicals. The firm maintains a diversified fee approach — charging based on a percentage of assets under management as well as offering hourly and fixed-fee engagements — and also operates as a registered representative of a broker-dealer and as an insurance broker. Research Financial Strategies does not identify as an active ESG investor.