SATURNA BROKERAGE SERVICES, INC

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
91
Avg account
$0

Firm details

Headquarters
BELLINGHAM, Washington
CRD number
18437
Registered since
October 30, 1986

Firm profile

FINTRX

Overview

Saturna Brokerage Services, Inc. is recorded as a corporation that registered with the SEC in 1986. FINTRX lists the ownership as a domestic entity with individual ownership and classifies the firm as "Unclassified." The dataset indicates the firm is not an institutional capital allocator, is not active on ESG mandates, and is not flagged as a multi-state adviser, pension consultant, or related adviser. FINTRX does not populate fields for the firm's specific business activities or advisory services. That absence, combined with the firm's name, suggests its primary role may be brokerage- or dealer-oriented rather than operating as a traditional advisory firm with reportable discretionary assets in FINTRX. Confirming the firm's business model will require direct inquiry or review of regulatory filings and other public disclosures.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Brian Horrocks

    Trust Administrative CoordinatorCRD 7788060

  • KALEN HANNA

    Chief Financial OfficerCRD 5710886

  • CHRISTOPHER FANKHAUSER

    Chief Operations Officer & DirectorCRD 2857015

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Contacts

3 of 86
  • Samar Tariq

    Regional ManagerCRD 7028743

  • Marybeth Swisher

    National Accounts ManagerCRD 1536186

  • SEAN SPURGIN

    Securities Data ManagerCRD 5906666

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BELLINGHAM, WA

WHATCOM

Location

BELLINGHAM, WA

Headquartered in BELLINGHAM, WA, in the West of the United States.

Region
West
County
WHATCOM
Address
1300 N State St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth