AGA Securities, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Bainbridge, Washington
CRD number
122781
Registered since
December 4, 2002

Firm profile

FINTRX

Overview

AGA Securities, LLC is organized as a limited liability company and appears in FINTRX as an entity that registered with the SEC in 2002. Ownership is listed as a combination of a domestic entity and an individual. The firm's classification in the dataset is unclassified, and it is not identified as a capital allocator. FINTRX flags several operational attributes: AGA Securities is not listed as an active ESG investor, is not designated a multi-state adviser, and is not marked as a pension consultant or as a related adviser. The source material does not include descriptions of the firm's advisory activities, fee structure, or typical client base.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Charles Combs

    Charles Combs

    OwnerCRD 2922449

  • Carl Serra

    Carl Serra

    FinOpCRD 3179039

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bainbridge, WA

Kitsap

Location

Bainbridge, WA

Headquartered in Bainbridge, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
Kitsap
Address
200 Winslow Way W
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth