AGA Securities, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Bainbridge, Washington
CRD number
122781
Registered since
December 4, 2002

Firm profile

FINTRX

Overview

AGA Securities, LLC is organized as a limited liability company and appears in SEC records with an original registration year of 2002. The firm is listed with an owner type described as a domestic entity and an individual, and it is classified in the dataset as "Unclassified." The public record in this source provides very little descriptive material about what the firm does on a day‑to‑day basis or how it positions itself in the market. Key operational attributes that are available indicate AGA Securities is not identified as a capital allocator, is not an active ESG investor, is not designated a multi‑state adviser, and is not described as a pension consultant or a related adviser. The dataset does not include disclosures of the firm’s fee structure, business activities, advisory activities, client segments, or any manager allocation preferences. That lack of reported detail limits visibility into the firm’s investment approach and service model.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Charles Combs

    Charles Combs

    OwnerCRD 2922449

  • Carl Serra

    Carl Serra

    FinOpCRD 3179039

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Bainbridge, WA

Kitsap

Location

Bainbridge, WA

Headquartered in Bainbridge, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
Kitsap
Address
200 Winslow Way W
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth