AGA SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
BAINBRIDGE, Washington
CRD number
122781
Registered since
December 4, 2002

Firm profile

FINTRX

Overview

AGA Securities, LLC is a limited liability company that has been SEC-registered since 2002. FINTRX classifies the firm as unclassified and indicates ownership by both a domestic entity and an individual. The profile shows the firm is not flagged as a capital allocator, not active on ESG mandates, not registered as a multi-state adviser, and not identified as a pension consultant or related adviser. The firm has not provided information to FINTRX about its client types, fee model, specific business lines, or advisory activities. FINTRX also notes the firm operates from two office locations, though no further office details are reported in the dataset.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • CHARLES COMBS

    OwnerCRD 2922449

  • Carl Serra

    FinOpCRD 3179039

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BAINBRIDGE, WA

KITSAP

Location

BAINBRIDGE, WA

Headquartered in BAINBRIDGE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KITSAP
Address
200 Winslow Way W
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth