SAS REGISTERED INVESTMENT ADVISORS, LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
2
Advisory reps
1

Firm details

Headquarters
HARRISBURG, Pennsylvania
CRD number
126200
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

SAS Registered Investment Advisors, LLC appears to operate primarily as an adviser that selects and oversees third-party managers rather than running a traditional discretionary portfolio business. The firm's recorded business activity is tied to legal services, and its advisory role centers on identifying and recommending other advisers or specialist managers. It is classified as a capital allocator, which suggests the firm’s principal function is to route client capital to external strategies rather than operate as a high-touch asset manager. The firm is structured as a limited liability company and is owned at the domestic entity/individual level. It does not position itself as an ESG investor and is not registered as a multi-state adviser. The firm’s fee structure is listed as “other,” which is consistent with an adviser that may charge fixed or project-based fees, legal-retainer arrangements, or referral/selection fees rather than a pure AUM-based advisory fee.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • LEROY SMIGEL

    ManagerCRD 4819122

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HARRISBURG, PA

DAUPHIN

Location

HARRISBURG, PA

Headquartered in HARRISBURG, PA, anchoring the Harrisburg-York-Lebanon, PA metro in the Northeast.

Metro area
Harrisburg-York-Lebanon, PA
Region
Northeast
County
DAUPHIN
Address
4431 N Front St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth