Fischer Financial Services Inc

RIASEC Registered
Total AUM
$636M
Discretionary
$636M
100% of AUM
Avg account
$525K
Accounts
1,212
Employees
5
Advisory reps
4

Firm details

Headquarters
Harrisburg, Pennsylvania
CRD number
104616
Registered since
March 10, 1988
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI76.14%
  • Individuals16.24%
  • Corporations / Businesses3.64%
  • Charitable Organizations2.41%
  • Pension & Profit Sharing Plans1.57%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Fischer Financial Services Inc is an independent registered investment adviser that has been SEC-registered since 1988. Owned by an individual, the firm manages portfolios for both individual and family clients as well as institutional and business accounts. Its advisory work centers on portfolio management for individuals and small businesses and for businesses or institutions, and it charges fees as a percentage of assets under management. The firm does not identify as an ESG-focused investor and is not structured as a multi-state or newly formed adviser. It also reports that it is not acting as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Public Funds/Mutual Funds 39%, Cash & Cash Equivalents 7%59%
  • Exchange Traded Equities59%
  • Public Funds/Mutual Funds39%
  • Cash & Cash Equivalents7%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$227M in ETFs

Passive

98%

$221M

Active

2%

$5.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH)VanguardPassiveShort Term Bond$33.6M434,50114.80%

Location

Primary office

Harrisburg, PA

Dauphin

Location

Harrisburg, PA

Headquartered in Harrisburg, PA, anchoring the Harrisburg-York-Lebanon, PA metro in the Northeast.

Metro area
Harrisburg-York-Lebanon, PA
Region
Northeast
County
Dauphin
Address
4431 N Front St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth