SARATOGA MANAGEMENT COMPANY LLC

RIASEC RegisteredEst. 2014

Total AUM

$1.9B

Discretionary

$1.9B

100% of AUM

Avg account

$949M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 161822
Registered since: September 23, 2014
Website: saratogainvestmentcorp.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Business Development Companies99.36%
Pooled Investment Vehicles0.64%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Saratoga Management Company LLC operates as a private equity adviser focused on managing pooled investment vehicles and investment companies for institutional clients. The firm is structured as an LLC and is organized around private equity strategies, serving a very small institutional client base with large mandates. Its advisory activities include acting as portfolio manager for both pooled vehicles and regulated investment companies, and it also serves as a sponsor and managing member of pooled investment vehicles. Fee arrangements incorporate both a percentage of assets under management and performance-based compensation, consistent with private equity economics. The firm is not positioned as an allocator to broad external manager lineups and is not an active ESG investor.