SARATOGA INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2010

Total AUM

$1.9B

Discretionary

$1.9B

100% of AUM

Avg account

$949M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 153060
Registered since: March 16, 2010
Website: saratogainvestmentcorp.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Business Development Companies99.36%
Pooled Investment Vehicles0.64%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Saratoga Investment Advisors, LLC is an SEC-registered limited liability company formed in 2010 that serves institutional clients. The firm provides portfolio management for investment companies and for pooled investment vehicles and also acts in roles such as sponsor, general partner and managing member of pooled vehicles. Its fee arrangements combine a percentage-of-assets-under-management component with performance-based fees, consistent with managers that run funds or pooled strategies. The firm is not identified as an active ESG investor, is not multi-state registered for advisory activity, and is not characterized as a capital allocator or pension consultant.