San Luis Wealth Advisors
Firm details
- Headquarters
- San Luis Obispo, California
- CRD number
- 309506
- Registered since
- July 13, 2020
- Website
- www.sanluis.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.06%
- Corporations / Businesses21.46%
- Individuals8.97%
- Pension & Profit Sharing Plans3.5%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
SAN Luis Wealth Advisors is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration effective 2020) and is owned by an individual practitioner. Its client base mixes high-net-worth individuals and families with some institutional relationships. Core advisory services are financial planning and portfolio management for individuals and small businesses, and the firm also operates as an insurance broker. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. SAN Luis is not positioned as a capital allocator, does not emphasize ESG investing, and does not present itself as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Cash & Cash Equivalents10%
- Public Funds/Mutual Funds7%
- US Government Bonds3%
- State & Local Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 73Active vs passive
$405M in ETFs
43%
$174M
44%
$232M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND (PYLD) | PIMCO | Active | Multisector Bond | $32.2M | 1,267,849 | 7.94% |
Location
San Luis Obispo, CA
San Luis Obispo
Location
San Luis Obispo, CA
Headquartered in San Luis Obispo, CA, in the West of the United States.
- Region
- West
- County
- San Luis Obispo
- Address
- 735 Tank Farm Rd
- Time zone
- PT (UTC-8)
- Office locations
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