SAN LUIS WEALTH ADVISORS

RIASEC RegisteredEst. 2020
Total AUM
$760M
Discretionary
$760M
100% of AUM
Avg account
$591K
Accounts
1,287
Employees
6
Advisory reps
7

Firm details

Headquarters
SAN LUIS OBISPO, California
CRD number
309506
Registered since
July 13, 2020
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI66.06%
  • Corporations / Businesses21.46%
  • Individuals8.97%
  • Pension & Profit Sharing Plans3.5%
  • Charitable Organizations0.01%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

SAN Luis Wealth Advisors is an independent, SEC-registered RIA organized as an LLC and operating since 2020. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its fee schedule combines asset-based fees with hourly and fixed-fee engagements. The firm also operates as an insurance broker, indicating integration of insurance solutions into client planning. SAN Luis Wealth Advisors does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 7%, US Government Bonds 3%, State & Local Bonds 2%, Other 1%77%
  • Exchange Traded Equities77%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds7%
  • US Government Bonds3%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • LUKE KITTINGER

    Founding Partner & CEOCRD 6166253

Contacts

3 of 6
  • BRADLEY GOODWIN

    Founding PartnerCRD 2543519

  • RASHEEM BANKS

    Financial AdvisorCRD 6095912

  • JENNIFER CHESINI

    Investment Adviser RepresentativeCRD 4916807

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 79

Active vs passive

$442M in ETFs

Passive

36%

$157M

Active

54%

$285M

ETFProviderStyleCategoryValueShares% of portfolio
MARKETDESK FOCUSED US DIVIDEND ETF (FDIV)ActiveLarge Value$37.1M1,388,3538.39%

Location

Primary office

SAN LUIS OBISPO, CA

SAN LUIS OBISPO

Location

SAN LUIS OBISPO, CA

Headquartered in SAN LUIS OBISPO, CA, in the West of the United States.

Region
West
County
SAN LUIS OBISPO
Address
735 Tank Farm Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth