NWM ADVISORS, LLC
Firm details
- Headquarters
- SAN LUIS OBISPO, California
- CRD number
- 283714
- Registered since
- June 6, 2016
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.59%
- Pension & Profit Sharing Plans11.31%
- Individuals2.26%
- Corporations / Businesses0.95%
- Charitable Organizations0.88%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
NWM Advisors, LLC is an SEC‑registered investment adviser formed as an LLC and operating since 2016. The firm is individually owned and bills clients on a percentage‑of‑assets basis. Its client mix includes high‑net‑worth individuals and families as well as institutional and business accounts. Core advisory services center on discretionary portfolio management for individuals, small businesses and institutions, and the firm also lists pension consulting among its service capabilities. NWM Advisors does not characterize itself as an active ESG investor and is not identified as a multistate or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities33%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1KEVIN NICHOLS
President, Chief Investment OfficerCRD 2347023
Contacts
1 of 1Sergio Holguin
Director of OperationsCRD 7197477
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$81.3M in ETFs
90%
$73.4M
3%
$8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $32.6M | 54,567 | 40.10% |
Location
SAN LUIS OBISPO, CA
SAN LUIS OBISPO
Location
SAN LUIS OBISPO, CA
Headquartered in SAN LUIS OBISPO, CA, in the West of the United States.
- Region
- West
- County
- SAN LUIS OBISPO
- Address
- 735 Tank Farm Rd
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
PHILLIP B. WHITE CO., INC
RIASAN LUIS OBISPO, CA
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
RIASAN LUIS OBISPO, CA
PROSSIMO ADVISORS LLC
RIASAN LUIS OBISPO, CA
TRELLIS WEALTH ADVISORS, LLC
RIASAN LUIS OBISPO, CA
CERRO PACIFIC WEALTH ADVISORS, LLC
RIASAN LUIS OBISPO, CA
SAN LUIS WEALTH ADVISORS
RIASAN LUIS OBISPO, CA