NWM Advisors, LLC
Firm details
- Headquarters
- San Luis Obispo, California
- CRD number
- 283714
- Registered since
- June 6, 2016
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.59%
- Pension & Profit Sharing Plans11.31%
- Individuals2.26%
- Corporations / Businesses0.95%
- Charitable Organizations0.88%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
NWM Advisors, LLC is a privately owned limited liability company that registered with the SEC in 2016. The firm bills itself as an advisory practice serving both individual and family clients as well as institutional and business accounts. Its stated advisory services include discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Compensation is primarily a percentage-of-assets-under-management fee. The firm does not identify as an active ESG investor and is not described as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities33%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Kevin Nichols
President, Chief Investment OfficerCRD 2347023
Contacts
1 of 1
Sergio Holguin
Director of OperationsCRD 7197477
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$98.2M in ETFs
92%
$90.5M
4%
$7.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $37.1M | 53,991 | 37.77% |
Location
San Luis Obispo, CA
San Luis Obispo
Location
San Luis Obispo, CA
Headquartered in San Luis Obispo, CA, in the West of the United States.
- Region
- West
- County
- San Luis Obispo
- Address
- 735 Tank Farm Rd
- Time zone
- PT (UTC-8)
- Office locations
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