Samalin Wealth

RIASEC Registered
Total AUM
$491M
Discretionary
$445M
91% of AUM
Avg account
$381K
Accounts
1,289
Employees
13
Advisory reps
8

Firm details

Headquarters
Chappaqua, New York
CRD number
142214
Registered since
February 15, 2007
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI73.95%
  • Individuals24.86%
  • Pension & Profit Sharing Plans0.94%
  • Corporations / Businesses0.25%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Samalin Wealth is an independent registered investment adviser organized as an LLC that provides financial planning and portfolio management primarily for individuals, families and small businesses, and also serves institutional clients. The firm is SEC-registered (registered in 2007) and is owned by an individual. Its fee arrangements include a percentage of assets under management, hourly billing and fixed fees. Samalin Wealth was recognized on FA Magazine’s Top RIA Firms list in 2020. The firm does not position itself as a capital allocator; instead it sources third‑party managers for certain alternative exposures and uses traditional vehicles and advisory accounts to implement client plans. Samalin Wealth is not listed as an active ESG investor in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 39%, Public Funds/Mutual Funds 36%, Cash & Cash Equivalents 13%, Private Funds 4%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Other 1%39%
  • Exchange Traded Equities39%
  • Public Funds/Mutual Funds36%
  • Cash & Cash Equivalents13%
  • Private Funds4%
  • US Government Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 102

Active vs passive

$155M in ETFs

Passive

83%

$129M

Active

16%

$26.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK MERK GOLD ETF (OUNZ)VanEckPassiveCommodities Focused$7M175,2464.50%

Location

Primary office

Chappaqua, NY

Westchester

Location

Chappaqua, NY

Headquartered in Chappaqua, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
297 King St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth