SAMALIN WEALTH

RIASEC RegisteredEst. 2007
Total AUM
$491M
Discretionary
$445M
91% of AUM
Avg account
$381K
Accounts
1,289
Employees
13
Advisory reps
8

Firm details

Headquarters
CHAPPAQUA, New York
CRD number
142214
Registered since
February 15, 2007
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI73.95%
  • Individuals24.86%
  • Pension & Profit Sharing Plans0.94%
  • Corporations / Businesses0.25%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Samalin Wealth is an independent, SEC-registered registered investment adviser formed as an LLC in 2007 and owned by an individual principal. The firm serves both high-net-worth individuals and families as well as some institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees, hourly billing, and fixed-fee engagements. The firm does not identify as an active ESG investor and is not classified as a multi-state adviser for registration purposes. Samalin Wealth received recognition on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 39%, Public Funds/Mutual Funds 36%, Cash & Cash Equivalents 13%, Private Funds 4%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Other 1%39%
  • Exchange Traded Equities39%
  • Public Funds/Mutual Funds36%
  • Cash & Cash Equivalents13%
  • Private Funds4%
  • US Government Bonds2%

Contacts

3 of 8
  • JOHN FUSSELL

    Vice President, InvestmentsCRD 4420111

  • ANDREW SAMALIN

    CCO, PrincipalCRD 2133744

  • THOMAS BEATTIE

    Associate AdvisorCRD 2599387

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 101

Active vs passive

$133M in ETFs

Passive

80%

$106M

Active

19%

$26.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK MERK GOLD ETF (OUNZ)VanEckPassiveCommodities Focused$8M176,9066.01%

Location

Primary office

CHAPPAQUA, NY

WESTCHESTER

Location

CHAPPAQUA, NY

Headquartered in CHAPPAQUA, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
297 King St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth