FINANCIAL ASSET MANAGEMENT CORP

RIASEC RegisteredEst. 1986
Total AUM
$436M
Discretionary
$388M
89% of AUM
Avg account
$516K
Accounts
846
Employees
3
Advisory reps
4

Firm details

Headquarters
CHAPPAQUA, New York
CRD number
106643
Registered since
August 22, 1986
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.61%
  • Individuals11.74%
  • Pension & Profit Sharing Plans0.65%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Financial Asset Management Corp is an independent, SEC-registered investment adviser focused on serving individuals and families. The firm acts as a capital allocator, building client portfolios primarily through pooled public vehicles and third‑party managers rather than by running large internal active equity trading desks. Its advisory work covers financial planning, portfolio management for individuals and small businesses, portfolio management for institutional/business clients, and the selection and oversight of other advisers. Fee arrangements include asset-based fees as well as hourly and fixed-fee engagements, which supports both ongoing wealth management relationships and discrete planning or consulting projects. The firm does not identify as an ESG investor and is not structured as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Exchange Traded Equities 4%, Cash & Cash Equivalents 1%95%
  • Public Funds/Mutual Funds95%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents1%

Contacts

3 of 4
  • SCOTT KAHAN

    Senior Financial PlannerCRD 1147804

  • Cindy Delgado

    Principal and Director of OperationsCRD 8061862

  • VIKTORIA KAMIN

    Principal, Senior Financial PlannerCRD 5792070

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHAPPAQUA, NY

WESTCHESTER

Location

CHAPPAQUA, NY

Headquartered in CHAPPAQUA, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
26 S Greeley Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth