Sageoak Financial, LLC

RIASEC Registered

Total AUM

$175M

Discretionary

$175M

100% of AUM

Avg account

$253K

Accounts

690

Employees

Advisory reps

Firm details

Headquarters: Tulsa, Oklahoma
CRD number: 166927
Registered since: December 13, 2021
Website: www.sageoakfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI51.59%
Individuals46.53%
Pension & Profit Sharing Plans1.29%
Charitable Organizations0.55%
Corporations / Businesses0.04%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sageoak Financial, LLC is an independent registered investment adviser organized as an LLC that focuses on clients in the individual and family segment. The firm is SEC-registered (registration began in 2021). Ownership is held by an individual principal, and the advisory practice bills using a mix of percentage-of-AUM, fixed fees and other fee arrangements. Core service offerings listed on the firm’s filings include financial planning, portfolio management for individuals and small businesses, occasional pension consulting, and client education via published materials and seminars/workshops. The firm does not identify as an active ESG investor and is not designated as a capital allocator.