Sage Mountain Wealth Management

RIASEC Registered
Total AUM
$10.8M
Discretionary
$10.8M
100% of AUM
Avg account
$129K
Accounts
84
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
322921
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals50.55%
  • Charitable Organizations38.51%
  • HNWI10.94%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Sage Mountain Wealth Management is an independent, individually owned LLC that provides fee-based advisory services primarily to individuals, families and some institutional clients. The firm concentrates on financial planning and portfolio management for individuals and small businesses, operating on a percentage-of-AUM fee model. According to its filings the adviser is not an active ESG investor, is not structured as a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 10%, Other 5%, Cash & Cash Equivalents 2%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities10%
  • Other5%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Aaron Flores

    Aaron Flores

    Founder and OwnerCRD 7605995

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth