Neil A Rue, Cfa Investment Advisor
RIASEC Registered
Total AUM
$10.8M
Discretionary
$0
0% of AUM
Avg account
$1.8M
Accounts
6
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 331048
- Custodians
- THE VANGUARD GROUP, INC., CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI91.5%
- Individuals8.5%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Neil A Rue operates a sole-proprietorship advisory practice that serves individual and family clients on a fee basis tied to assets under management. The business focuses on portfolio management for individuals and small businesses and also seeks out and allocates to third‑party advisers when appropriate. The firm is identified as a capital allocator but does not position itself as an ESG-focused manager. Its work is conducted on a non-multistate, non-pension‑consulting basis.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities20%
- Non-Exchange Traded Equities14%
- Cash & Cash Equivalents7%
- US Government Bonds4%
Contacts
1 of 1
Neil Rue
FounderCRD 1083271
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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