Sabadell Securities USA, Inc.

Overview

Sabadell Securities USA, Inc. is organized as a corporation and has been SEC-registered since 2009. The firm's ownership is listed as a mix of foreign entity and individual interests, and its regulatory classification in the source data is unclassified. The dataset indicates limited advisory or capital-allocation activity: it is not marked as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not identified as a pension consultant or related adviser. Public disclosure provided to this source is sparse — fields for client base, fee structure, business activities, and advisory activities are blank. That absence of detail, together with the other flags, suggests the firm either performs a narrow set of securities services (for example broker-dealer activities) or does not operate as a traditional asset-gathering RIA that reports client-level AUM to this database.

Assets & Accounts

Location & Offices