Sabadell Securities USA, Inc.

Overview

Sabadell Securities USA, Inc. is a U.S.-registered corporate broker-dealer that appears to have ties to both a foreign entity and individual ownership. The firm first registered with the SEC in 2009 and is recorded in public data as an unclassified entity rather than being labeled under a traditional RIA subtype. Available records indicate the firm does not position itself as a capital allocator and is not identified as an active ESG investor. It is not listed as a multistate adviser, a pension consultant, or a related adviser to another registered entity. Public filings and the FINTRX snapshot provide limited detail about the firm’s advisory activities, fee arrangements, or client segments; those fields are blank in the source data.

Assets & Accounts

Location & Offices