S.E.E.D. Planning Group, LLC

RIASEC Registered
Total AUM
$568M
Discretionary
$568M
100% of AUM
Avg account
$280K
Accounts
2,027
Employees
28
Advisory reps
19

Firm details

Headquarters
Binghamton, New York
CRD number
188521
Registered since
April 16, 2015
Website
www.seedpg.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI73.12%
  • Individuals24.95%
  • Charitable Organizations1.66%
  • Corporations / Businesses0.27%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

S.E.E.D. Planning Group, LLC is an independent, owner-operated advisory firm organized as an LLC that provides financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is registered with the SEC and first registered in 2015. Its client base includes both individual and family clients as well as institutional relationships. Compensation structures include percentage-of-AUM fees plus hourly and fixed-fee arrangements. The firm identifies a tilt toward equities rather than ESG-focused strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Public Funds/Mutual Funds 14%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 8%, US Government Bonds 5%, State & Local Bonds 5%57%
  • Exchange Traded Equities57%
  • Public Funds/Mutual Funds14%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds8%
  • US Government Bonds5%

Owners & executives

2 of 2
  • Travis Maus

    Travis Maus

    CEO, Senior Wealth ManagerCRD 5394182

  • David Nirchi

    David Nirchi

    Chief Operating OfficerCRD 5927754

Contacts

3 of 17
  • Todd Wilcox

    Todd Wilcox

    Compliance OfficerCRD 5806321

  • Jamie Shelton

    Jamie Shelton

    Senior Wealth ManagerCRD 7267691

  • Daniel Kain

    Daniel Kain

    Investment Advisor RepresentativeCRD 5168585

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$63.9M in ETFs

Passive

80%

$51.3M

Active

20%

$12.6M

ETFProviderStyleCategoryValueShares% of portfolio
PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND (PYLD)PIMCOActiveMultisector Bond$10.5M412,26916.39%
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Location

Primary office

Binghamton, NY

Broome

Location

Binghamton, NY

Headquartered in Binghamton, NY, in the Northeast of the United States.

Region
Northeast
County
Broome
Address
31 Lewis St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth