RUTHERFORD INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2019
Total AUM
$250M
Discretionary
$250M
100% of AUM
Avg account
$2M
Accounts
126
Employees
4
Advisory reps
4

Firm details

Headquarters
PORTLAND, Oregon
CRD number
167545
Registered since
September 20, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI88.68%
  • Pooled Investment Vehicles8.11%
  • Individuals2.79%
  • Pension & Profit Sharing Plans0.42%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rutherford Investment Management is an SEC-registered advisory firm (registered in 2019) organized as an LLC and owned by an individual. The firm charges fees as a percentage of assets under management and serves both high-net-worth individuals and families as well as institutional clients. Its advisory mandate covers discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio work for businesses or institutional entities. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Public Funds/Mutual Funds 1%, Cash & Cash Equivalents 1%98%
  • Exchange Traded Equities98%
  • Public Funds/Mutual Funds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • JAMES COOK

    Chief Operating OfficerCRD 4602281

Contacts

3 of 3
  • Adam Brzeczek

    Investment Adviser RepresentativeCRD 6506936

  • JOAN LAMB

    Investment Advisor RepresentativeCRD 1225050

  • WILLIAM RUTHERFORD

    OwnerCRD 1741877

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PORTLAND, OR

WASHINGTON

Location

PORTLAND, OR

Headquartered in PORTLAND, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
WASHINGTON
Address
10300 SW Greenburg Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth