Russell Investments

RIASEC RegisteredEst. 2025
Total AUM
Avg account
$0
Accounts
0
Employees
569
Advisory reps
6

Firm details

Headquarters
Seattle, Washington
CRD number
335783
Registered since
May 6, 2025
Fee structure
Percentage of AUM
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Russell Investments is organized as a limited liability company and operates as an institutional registered investment adviser. The firm’s stated client focus is institutional investors, and it charges fees on a percentage-of-assets-under-management basis. Its regulatory profile shows SEC registration in 2025 and it is designated as a related adviser to other entities rather than a standalone capital allocator. Advisory activity listed for the firm is portfolio management for investment companies. The firm is not identified as an active ESG investor and is not reported as a multi-state adviser. The entity’s industry affiliations span multiple roles across the financial services value chain: broker-dealer, other investment adviser, commodity pool operator/commodity trading advisor (CPO/CTA), banking or thrift institution, trust company, pension consultant, and sponsor or GP/managing member of pooled investment vehicles. Those affiliations indicate the firm functions more as an investment manager and product sponsor than as a pure allocator of third‑party capital.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Amy E Curran

    Chief Compliance OfficerCRD 4876594

  • Howard Brian Surloff

    Howard Brian Surloff

    Chief Legal OfficerCRD 7525747

  • Mark David Paltrowitz

    Managing Director & Chief Risk OfficerCRD 2787627

Unlock 2 more executives

Contacts

1 of 1
  • Vernon Barback

    Vernon Barback

    Vice ChairmanCRD 4347165

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Seattle, WA

King

Location

Seattle, WA

Headquartered in Seattle, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
401 Union St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth