RSA Capital
RIAState Registered
Total AUM
$23.9M
Discretionary
$23.9M
100% of AUM
Avg account
$1M
Accounts
23
Employees
2
Advisory reps
2
Firm details
- Headquarters
- ,
- CRD number
- 173899
- Website
- rsgwm.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI56.9%
- Corporations / Businesses35.56%
- Individuals7.53%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
RSA Capital is a small, New York–registered limited liability company that provides portfolio management for individuals and small businesses while also operating as an insurance broker. The firm serves both individual & family and institutional clients and is owned by an individual principal. Its advisory fee model combines a percentage-of-assets-under-management charge with performance-based fees. The firm does not identify as an ESG investor and is registered only at the state level in New York.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- US Government Bonds3%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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