ROUND OAK CAPITAL LLC

Overview

Round Oak Capital LLC operates as an independent, owner-managed RIA focused on portfolio management for individuals and small businesses. The firm identifies as a capital allocator and shows a clear preference for equity exposure, placing the bulk of client assets into exchange-traded equities for liquidity and transparency. Its client base is concentrated among individual and family clients, and its billing model includes percentage-of-AUM fees alongside hourly and other charge arrangements. The firm does not position itself as an ESG investor and is not presented as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices