Royal Palms Capital, LLC

RIASEC RegisteredEst. 2025
Total AUM
$124M
Discretionary
$124M
100% of AUM
Avg account
$499K
Accounts
249
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
135304
Registered since
March 7, 2025
Website
royalpalmscapital.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.9%
  • Individuals13.1%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Royal Palms Capital, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2025. The firm is owned by an individual and concentrates its practice on individuals, families and small-business owners, delivering financial planning and discretionary portfolio management. Its fee arrangements include a percentage of assets under management supplemented by hourly and fixed-fee engagements. Royal Palms is equity-oriented by preference, is not identified as an active ESG investor, and is not listed as a multi-state adviser on the provided record.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, US Government Bonds 8%, Public Funds/Mutual Funds 6%, Investment Grade Corp Bonds 5%, State & Local Bonds 4%, Cash & Cash Equivalents 4%75%
  • Exchange Traded Equities75%
  • US Government Bonds8%
  • Public Funds/Mutual Funds6%
  • Investment Grade Corp Bonds5%
  • State & Local Bonds4%

Contacts

2 of 2

  • Joseph Hetzer

    MemberCRD 7857915

  • Kristin Hetzer

    Kristin Hetzer

    Principal and Portfolio ManagerCRD 1098705

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$4.2M in ETFs

Passive

100%

$4.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SILVER TRUST (SLV)BlackRockPassiveCommodities Focused$2.6M37,76761.16%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth