Royal Palms Capital, LLC

RIASEC RegisteredEst. 2025
Total AUM
$124M
Discretionary
$124M
100% of AUM
Avg account
$499K
Accounts
249
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
135304
Registered since
March 7, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.9%
  • Individuals13.1%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Royal Palms Capital, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Royal Palms is not positioned as a capital allocator or pension consultant, and it does not identify as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Cash & Cash Equivalents 5%, Public Funds/Mutual Funds 3%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%88%
  • Exchange Traded Equities88%
  • Cash & Cash Equivalents5%
  • Public Funds/Mutual Funds3%
  • US Government Bonds2%
  • State & Local Bonds1%

Contacts

2 of 2
  • Joseph Hetzer

    MemberCRD 7857915

  • Kristin Hetzer

    Kristin Hetzer

    Principal and Portfolio ManagerCRD 1098705

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$3.6M in ETFs

Passive

100%

$3.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SILVER TRUST (SLV)BlackRockPassiveCommodities Focused$2M37,36855.84%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth