Royal Fund Management, LLC
Firm details
- Headquarters
- Lady Lake, Florida
- CRD number
- 144434
- Registered since
- April 10, 2013
- Website
- royalfundmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals77.26%
- HNWI21.35%
- Corporations / Businesses1.38%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Royal Fund Management, LLC is an independent, individual-owned LLC that operates as a registered investment adviser with the SEC (registered in 2013). The firm acts as a capital allocator and serves both individual & family clients and institutional accounts. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Royal Fund charges fees in multiple formats — percentage of AUM, hourly fees, and fixed fees — and identifies equities as a primary investment preference. The firm does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds41%
- Cash & Cash Equivalents3%
- Other1%
Owners & executives
3 of 5
Mark Sorensen
CEO & FounderCRD 1032948
Mark Triplett
Founder & CEOCRD 4853084
Aaron Hawks
Founder, President, CEOCRD 6562436
Contacts
3 of 79
David Latch
Investment Adviser RepresentativeCRD 5817785
Vicki Monaco
Investment Adviser RepresentativeCRD 5900799
Luther Wrenn
Investment Adviser RepresentativeCRD 5905095
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 106Active vs passive
$674M in ETFs
98%
$657M
1%
$16.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $42M | 57,049 | 6.24% |
Location
Lady Lake, FL
Lake
Location
Lady Lake, FL
Headquartered in Lady Lake, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Lake
- Address
- 1515 Buenos Aires Blvd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Triartisan Capital Advisors LLC
RIAWest Palm Beach, FL
Evertern Wealth, LLC
RIANaples, FL
CNL Strategic Capital Management, LLC
RIAOrlando, FL
Meteora Capital, LLC
RIABoca Raton, FL
Credicorp Capital Advisors LLC
RIAMiami, FL
Locust Point Capital
RIAMiami, FL