METEORA CAPITAL, LLC

RIASEC RegisteredEst. 2021
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$102M
Accounts
15
Employees
16
Advisory reps
2

Firm details

Headquarters
BOCA RATON, Florida
CRD number
313378
Registered since
October 29, 2021
Custodians
J.P. MORGAN SECURITIES INC., GOLDMAN SACHS & CO. LLC, TD BANK
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles82.59%
  • Other Investment Advisers15.73%
  • Other1.68%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Meteora Capital, LLC is an LLC-structured hedge fund manager that registered with the SEC in 2021. The firm serves institutional clients and operates as an active sponsor and general partner or managing member of pooled investment vehicles. Its advisory work focuses on portfolio management for pooled vehicles and for businesses or institutional investors. Fee arrangements include both a percentage-of-assets component and performance-based fees. Meteora does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Non-Investment Grade Corp Bonds 28%, Derivatives 3%, Non-Exchange Traded Equities 1%68%
  • Exchange Traded Equities68%
  • Non-Investment Grade Corp Bonds28%
  • Derivatives3%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • JOSEPH LEVY

    CFO & Chief Compliance OfficerCRD 5754191

Contacts

1 of 1
  • VIKAS MITTAL

    Founder & Managing MemberCRD 4562909

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$13.9M in ETFs

Passive

100%

$13.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MBS ETF (MBB)BlackRockPassiveIntermediate Government$13.9M146,600100.00%

Location

Primary office

BOCA RATON, FL

PALM BEACH

Location

BOCA RATON, FL

Headquartered in BOCA RATON, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
1200 N Federal Hwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth