Royal Financial Investment Group

RIASEC Registered
Total AUM
$6M
Discretionary
$5.7M
96% of AUM
Avg account
$145K
Accounts
41
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
316433
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Royal Financial Investment Group is a small, independent registered investment adviser organized as a limited liability company and owned by an individual. The firm provides discretionary portfolio management for individuals and small businesses and also offers portfolio management services for business or institutional clients. It charges clients on a percentage-of-assets-under-management basis. The adviser does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Non-Exchange Traded Equities 5%, Cash & Cash Equivalents 5%90%
  • Exchange Traded Equities90%
  • Non-Exchange Traded Equities5%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Prince Dykes

    Prince Dykes

    Investment Advisor RepresentativeCRD 7433582

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth