Foliage Financial

RIASEC & State Registered
Total AUM
$6M
Discretionary
$182K
3% of AUM
Avg account
$206K
Accounts
29
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
335253
Custodians
SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Foliage Financial is an independent, individual-owned LLC that provides wealth management and financial planning to individuals and families. The firm is SEC-registered (SEC Registered Year: Unknown) and is state-registered in Florida. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, and the selection of other advisers — reflecting a mix of direct portfolio oversight and outsourced manager use. The firm also operates as an insurance broker and reports that it functions as a capital allocator. Fee arrangements are flexible and include percentage-of-AUM billing, hourly fees, fixed fees, and other fee structures. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Non-Exchange Traded Equities 28%, Cash & Cash Equivalents 2%70%
  • Exchange Traded Equities70%
  • Non-Exchange Traded Equities28%
  • Cash & Cash Equivalents2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth