Rowley Financial LLC

RIASEC Registered
Total AUM
$86.8M
Discretionary
$45.6M
52% of AUM
Avg account
$338K
Accounts
257
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
299182
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI46.38%
  • Charitable Organizations34.3%
  • Individuals19.02%
  • Other0.29%
  • Corporations / Businesses0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Rowley Financial LLC is an independent, owner-operated registered investment adviser that serves both individual/family and institutional clients. The firm bills on a percentage-of-AUM basis and provides financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, pension consulting, and publishes periodic newsletters or periodicals. Its operating structure is a limited liability company and its client mix combines high-net-worth households with some institutional relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, US Government Bonds 18%, Cash & Cash Equivalents 13%, Exchange Traded Equities 2%, Other 2%65%
  • Public Funds/Mutual Funds65%
  • US Government Bonds18%
  • Cash & Cash Equivalents13%
  • Exchange Traded Equities2%
  • Other2%

Owners & executives

1 of 1
  • Joseph Rowley

    Principal & Chief Operating OfficerCRD 2338985

Contacts

1 of 1
  • Jonathan Bonner

    Jonathan Bonner

    Investment AdvisorCRD 8130832

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth