Round Rock Advisors LLC
Firm details
- Headquarters
- Wilton, Connecticut
- CRD number
- 286007
- Registered since
- January 23, 2017
- Website
- roundrockadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI65.67%
- Individuals14.75%
- Pooled Investment Vehicles7.95%
- Other6.04%
- Pension & Profit Sharing Plans2.49%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Round Rock Advisors LLC is an independent, individually owned RIA and capital allocator. It serves individuals, families, and institutional clients, offering financial planning, portfolio management for individuals and small businesses, pooled investment vehicles, pension consulting, and adviser selection. The firm charges percentage-of-assets and fixed fees and has been registered with the SEC since 2017.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities24%
- Private Funds4%
- US Government Bonds3%
- Investment Grade Corp Bonds3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$582M in ETFs
76%
$445M
12%
$137M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $58.8M | 79,454 | 10.10% |
Location
Wilton, CT
Fairfield
Location
Wilton, CT
Headquartered in Wilton, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 187 Danbury Rd
- Time zone
- ET (UTC-5)
- Office locations
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