AIS CAPITAL MANAGEMENT L.P.

RIASEC RegisteredEst. 1993
Total AUM
$358M
Discretionary
$358M
100% of AUM
Avg account
$8.1M
Accounts
44
Employees
3
Advisory reps
2

Firm details

Headquarters
WILTON, Connecticut
CRD number
107971
Registered since
February 8, 1993
Custodians
FNZ TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles52.18%
  • HNWI47.7%
  • Individuals0.12%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

AIS Capital Management L.P. is a limited partnership operating as a hedge fund manager and registered as a CPO/CTA. The firm manages discretionary portfolios for both individuals and families as well as pooled investment vehicles, and it charges a mix of asset-based fees and performance-based fees. Its investment program blends traditional liquid strategies with allocations to third‑party alternative managers; the firm explicitly allocates to hedge funds, real estate and commodity strategies while using mutual funds for some exposures. Investment activity centers on actively managed strategies rather than ESG-driven mandates. Portfolio management is delivered through separate accounts and pooled vehicles, indicating the team runs bespoke client mandates alongside proprietary or pooled funds. The firm’s structure and fee approach suggest a focus on performance-oriented strategies that may include directional and relative‑value hedge fund approaches and commodity exposures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 90%, Exchange Traded Equities 5%, Cash & Cash Equivalents 5%90%
  • Other90%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • JOHN HUMMEL

    CIO & CCOCRD 823557

Contacts

1 of 1
  • BRADLEY STERN

    Managing DirectorCRD 1948760

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

WILTON, CT

FAIRFIELD

Location

WILTON, CT

Headquartered in WILTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
187 Danbury Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth