Rothman Investment Management, LLC

RIAState Registered

Total AUM

$105M

Discretionary

$104M

100% of AUM

Avg account

$218K

Accounts

479

Employees

Advisory reps

Firm details

Headquarters: Atascadero, California
CRD number: 173139
Website: rothmaninvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI42.21%
Individuals29.25%
Charitable Organizations14.42%
Corporations / Businesses13.87%
Pension & Profit Sharing Plans0.25%
Services: Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Rothman Investment Management, LLC is an independent, individually owned limited liability advisory firm that provides wealth management and financial planning to individuals, families and some institutional clients. The firm’s services include comprehensive financial planning, portfolio management for individuals and small businesses, periodic publications and client education through seminars and workshops. Fee arrangements are flexible and include percentage-of-assets, hourly engagements and fixed fees. Rothman is state-registered in California, Georgia, Massachusetts, Texas and Wyoming and does not position itself as an active ESG investor.