RED SEVEN

RIASEC Registered
Total AUM
$104M
Discretionary
$104M
100% of AUM
Avg account
$127K
Accounts
823
Employees
4
Advisory reps
4

Firm details

Headquarters
ESCONDIDO, California
CRD number
168542
Custodians
GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals54.16%
  • HNWI40.99%
  • Pension & Profit Sharing Plans2.55%
  • Charitable Organizations2.3%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Red Seven is an independent, corporation-structured registered investment adviser that serves both individual/family and institutional clients. The firm operates as a capital allocator and charges clients via a combination of percentage-of-AUM and fixed fees. Core advisory services listed in filings include financial planning, portfolio management for individuals and small businesses as well as for business or institutional clients, pension consulting, and the selection of other advisers. Industry affiliations noted in filings include relationships with accountants, an insurance company, and a pension consultant. Filings also indicate the firm is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 5%, US Government Bonds 3%, Cash & Cash Equivalents 3%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities5%
  • US Government Bonds3%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • JOHN RICHARDSON

    Chief Financial OfficerCRD 4372570

Contacts

3 of 3
  • Rosario Scappaticci

    Financial Services SpecialistCRD 7960135

  • Kristina Allardice

    Investment Adviser RepresentativeCRD 7879788

  • JEROD FENTON

    PresidentCRD 4758999

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ESCONDIDO, CA

SAN DIEGO

Location

ESCONDIDO, CA

Headquartered in ESCONDIDO, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
960 Canterbury Pl
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth