Roth Investment Management, LLC

RIAState Registered
Total AUM
$17.6M
Discretionary
$17.6M
100% of AUM
Avg account
$275K
Accounts
64
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
289798
Fee structure
Percentage of AUM, Other
Client types
  • HNWI63.03%
  • Individuals36.97%
Services
Financial PlanningPortfolio Management for IndividualsPublication of Periodicals

Firm profile

FINTRX

Overview

Roth Investment Management, LLC is an independent, individually owned registered investment adviser organized as an LLC that serves individual and family clients. The firm provides fee-based services — charging a percentage of assets under management and other fees — and lists financial planning, portfolio management for individuals and small businesses, and the publication of periodicals or newsletters among its advisory activities. Regulatory disclosures indicate it is not a multi-state adviser, does not position itself as a capital allocator, and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, US Government Bonds 1%99%
  • Exchange Traded Equities99%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth