Mountain River Financial

RIASEC Registered
Total AUM
$17.6M
Discretionary
$17.6M
100% of AUM
Avg account
$156K
Accounts
113
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
291335
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Fixed Fees, Other
Client types
  • HNWI72.32%
  • Individuals27.68%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mountain River Financial is a small, independent registered investment adviser operating as an LLC and run by an individual owner. The firm focuses on financial planning and discretionary portfolio management for individuals and small businesses, serving a client base made up primarily of individual and family relationships. Investment activity is concentrated in public funds and mutual funds rather than direct stock-picking or alternative private strategies. Fee arrangements include fixed fees and other non-standard fee structures rather than a pure AUM fee model. The firm does not identify as an active ESG investor, is not a capital allocator to private funds, and does not describe pension consulting or multi-state advisory operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 96%, Cash & Cash Equivalents 4%96%
  • Public Funds/Mutual Funds96%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • Robert Stromberg

    Robert Stromberg

    FounderCRD 5707819

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth