Rosenthal Capital Management, LLC
RIASEC Registered
Total AUM
$17.4M
Discretionary
$17.4M
100% of AUM
Avg account
$967K
Accounts
18
Employees
1
Advisory reps
2
Firm details
- Headquarters
- ,
- CRD number
- 140483
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI100%
Firm profile
FINTRXOverview
Rosenthal Capital Management, LLC is a limited liability company that primarily serves individual and family clients. The firm operates with a fee structure that includes a percentage of assets under management as well as performance-based fees. While it does not classify itself as a capital allocator or pension consultant, it engages in various advisory activities. The firm does not actively invest in ESG opportunities and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- US Government Bonds10%
Contacts
2 of 2Michele Rosenthal
MemberCRD 5139307
Bret Rosenthal
FounderCRD 2245839
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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