EMW Capital Advisors, LLC

RIASEC Registered
Total AUM
$17.4M
Discretionary
$15M
86% of AUM
Avg account
$1.4M
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
134122
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals82.25%
  • HNWI15.79%
  • Corporations / Businesses1.95%
  • Pooled Investment Vehicles0.01%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

EMW Capital Advisors, LLC is a small, equity-oriented investment adviser that operates hedge-fund style strategies while also providing portfolio management for individuals, small businesses and pooled investment vehicles. The firm mixes traditional separate managed accounts with sponsor and general-partner roles in pooled vehicles, and its fee architecture includes both a percentage-of-AUM component and performance-based fees, consistent with an incentive-aligned hedge fund model. Investment activity is centered on exchange-traded securities, with the firm favoring liquid, market-traded equities and ETFs for core exposure and tactical positioning. EMW Capital is not positioned as an active ESG investor and does not describe itself as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Cash & Cash Equivalents 11%, US Government Bonds 8%79%
  • Exchange Traded Equities79%
  • Cash & Cash Equivalents11%
  • US Government Bonds8%

Owners & executives

1 of 1
  • Edward Whelan

    Edward Whelan

    Chief Financial OfficerCRD 4910366

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth