ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2012

Total AUM

$2B

Discretionary

$2B

100% of AUM

Avg account

$286M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 161271
Registered since: March 21, 2012
Website: www.rosecompanies.com
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rose Smart Growth Investment Advisors, LLC is an SEC-registered investment adviser (registered in 2012) organized as an LLC that focuses on real estate-oriented investment activity and manages pooled investment vehicles for institutional clients. The firm’s business model centers on portfolio management for pooled vehicles rather than retail wealth management, and its compensation mix includes asset-based fees, performance fees and other fee arrangements. The adviser is not characterized as an active ESG investor, is not identified as a multi-state adviser, and is structured with domestic entity and individual ownership. Industry affiliations include relationships with another investment adviser and an insurance company.