Neville, Rodie & Shaw Inc

RIASEC Registered
Total AUM
$2B
Discretionary
$2B
98% of AUM
Avg account
$2.5M
Accounts
811
Employees
13
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
104969
Registered since
December 2, 1966
Website
www.nevrodie.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, FRANKLIN MUTUAL ADVISERS, LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI87.95%
  • Charitable Organizations7%
  • Individuals2.29%
  • Corporations / Businesses2.03%
  • Pension & Profit Sharing Plans0.73%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Neville, Rodie & Shaw Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1966. The firm serves both individuals and families as well as institutional clients, offering portfolio management for individuals, small businesses, and institutional entities. Its fee arrangements include both percentage-of-assets and fixed-fee engagements. The firm reports an equities-focused investment preference and does not characterize itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Investment Grade Corp Bonds 6%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 5%, US Government Bonds 4%, State & Local Bonds 4%, Non-Investment Grade Corp Bonds 1%78%
  • Exchange Traded Equities78%
  • Investment Grade Corp Bonds6%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents5%
  • US Government Bonds4%

Contacts

3 of 6
  • Mark Traver

    Mark Traver

    Portfolio ManagerCRD 5286350

  • Reed Choate

    Reed Choate

    Vice PresidentCRD 6216153

  • Sheila Scott

    Sheila Scott

    PresidentCRD 2224763

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 16

Active vs passive

$67.2M in ETFs

Passive

100%

$67.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF (RSPT)InvescoPassiveTechnology$13.5M204,62520.05%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
200 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth