NEVILLE, RODIE & SHAW INC

RIASEC RegisteredEst. 1966

Total AUM

$2B

Discretionary

$2B

98% of AUM

Avg account

$2.5M

Accounts

811

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 104969
Registered since: December 2, 1966
Website: www.nevrodie.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, FRANKLIN MUTUAL ADVISERS, LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.95%
Charitable Organizations7%
Individuals2.29%
Corporations / Businesses2.03%
Pension & Profit Sharing Plans0.73%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Neville, Rodie & Shaw Inc is a small-to-mid sized wealth manager focused on discretionary portfolio management for high-net-worth individuals, families and institutional clients. The firm shows a clear tilt toward equity investments, using separately managed accounts as its primary implementation vehicle and favoring exchange-traded equities across client portfolios. Its advisory scope includes portfolio management for individuals and small businesses as well as for businesses or institutions, and it charges both percentage-of-AUM and fixed fees. Strategy-wise, the firm’s filings indicate a conventional equity-first approach supplemented by pooled products where appropriate. Neville, Rodie & Shaw Inc does not identify as an active ESG investor, and it does not position itself as a capital allocator or pension consultant. The firm is not classified as a multi-state adviser in its profile and has been registered since the 1960s, reflecting a long operating history and an established client base.