Neville, Rodie & Shaw Inc

RIASEC RegisteredEst. 1966

Total AUM

$2B

Discretionary

$2B

98% of AUM

Avg account

$2.5M

Accounts

811

Employees

13

Advisory reps

6

Firm details

Headquarters: New York, New York
CRD number: 104969
Registered since: December 2, 1966
Website: www.nevrodie.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, FRANKLIN MUTUAL ADVISERS, LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.95%
Charitable Organizations7%
Individuals2.29%
Corporations / Businesses2.03%
Pension & Profit Sharing Plans0.73%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Neville, Rodie & Shaw Inc is a privately owned corporate RIA that has been SEC-registered since 1966 and serves both individual/family and institutional clients. The firm provides portfolio management for individuals, small businesses and for business or institutional clients. Its compensation model combines fee-on-assets and fixed-fee arrangements. The adviser does not identify as an active ESG investor and is not categorized as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities78%
Investment Grade Corp Bonds6%
Public Funds/Mutual Funds5%
Cash & Cash Equivalents5%
US Government Bonds4%

Contacts

3 of 6

Reed Choate
Vice PresidentCRD 6216153
Frank Anastasi
CCO, Operations ManagerCRD 2412160
Jeffrey Coe
Vice PresidentCRD 1190471

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 16

Active vs passive

$64.3M in ETFs

Passive

100%

$64.3M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF (RSPT)	Invesco	Passive	Technology	$13.1M	202,650	20.33%

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Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 200 Madison Ave
Time zone: ET (UTC-5)
Office locations

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