Rootson Capital LLC

RIASEC & State Registered

Total AUM

—

Avg account

Accounts

Employees

Advisory reps

Firm details

Headquarters: North Andover, Massachusetts
CRD number: 340459
Website: www.rootsoncapital.com
Fee structure: Percentage of AUM, Fixed Fees
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rootson Capital LLC is a Massachusetts-based limited liability company that combines insurance brokerage with advisory services. The firm provides financial planning and portfolio management for individuals, small businesses, and institutional clients, and it charges clients via a mix of percentage-of-assets-under-management and fixed fees. Ownership is individual, indicating an owner-managed structure, and the firm's classification in the source data is listed as unclassified. The firm is registered with the U.S. Securities and Exchange Commission; the registration year is recorded as unknown in the source material. Rootson Capital is not identified as a multi-state adviser, is not flagged as a capital allocator, and is not characterized as an active ESG investor. Its stated business activities emphasize insurance brokerage alongside advisory offerings.