ROOTED PLANNING GROUP
Firm details
- Headquarters
- CORNING, New York
- CRD number
- 284120
- Registered since
- March 1, 2018
- Website
- www.rootedpg.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Fixed Fees
- Client types
- HNWI68.06%
- Individuals29.38%
- Pension & Profit Sharing Plans1.56%
- Charitable Organizations1.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Rooted Planning Group is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm focuses on fee-for-service financial planning and discretionary portfolio management for individuals, families and small businesses, and it also offers pension consulting and educational workshops. Rooted Planning Group uses a fixed-fee billing model and is not positioned as a capital allocator; it does not report active ESG investing activity and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Cash & Cash Equivalents8%
- Exchange Traded Equities2%
- Private Funds2%
- Other1%
Contacts
3 of 3AMY IRVINE
Owner & PrincipalCRD 4868740
KATRINA WELKER
Financial PlannerCRD 5002125
Rebekah Eason
ParaplannerCRD 7045466
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CORNING, NY
STEUBEN
Location
CORNING, NY
Headquartered in CORNING, NY, anchoring the Elmira-Corning, NY metro in the Northeast.
- Metro area
- Elmira-Corning, NY
- Region
- Northeast
- County
- STEUBEN
- Address
- 10 E Market St
- Time zone
- ET (UTC-5)
- Office locations
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