LAKE ROAD ADVISORS, LLC

Overview

Lake Road Advisors, LLC is an independent registered investment adviser that delivers financial planning and portfolio management primarily for individuals, families and small businesses while also supporting institutional clients. The firm’s ADV filing highlights core services including financial planning, discretionary portfolio management, pension consulting and the selection of other advisers. Its stated fee arrangements combine a percentage-of-assets model with fixed-fee engagements. Investment activity is concentrated in public funds and mutual fund vehicles rather than direct stock picking or tactical ETF trading. The firm is not designated as an active ESG investor. Although it maintains offices in multiple states, its regulatory filing does not list it as a multi-state adviser. Lake Road positions itself as a capital allocator and advisor to clients who prefer pooled and fund-based exposure, and it offers both discretionary and non-discretionary account management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices