Roosevelt & Cross, Incorporated

Broker-DealerFINRA MemberEst. 1975
Total AUM
—
Advisory reps
27
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
6964
Registered since
December 4, 1975

Firm profile

FINTRX

Overview

Roosevelt & Cross, Incorporated is organized as a corporation and is listed as an SEC-registered adviser since 1975. The firm is recorded as individually owned and is classified in FINTRX as "Unclassified." The snapshot flags several negative attributes: it is not designated as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, not a related adviser and is not newly formed. The database entry does not supply descriptions of the firm's advisory services, client segments, fee model, or core business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 27
  • Francis Finn

    Registered RepresentativeCRD 1019346

  • William Welsh

    William Welsh

    Executive Vice PresidentCRD 1602929

  • David Wagner

    David Wagner

    Executive Vice PresidentCRD 4249755

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
140 Broadway
Time zone
ET (UTC-5)
Office locations

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