Rook Strategies Wealth Management, Pllc

RIASEC Registered
Total AUM
$5M
Discretionary
$0
0% of AUM
Avg account
$132K
Accounts
38
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
316901
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Rook Strategies Wealth Management, PLLC is an independent registered investment advisor that focuses on providing financial planning and portfolio management services primarily for individuals and small businesses. The firm operates as a limited liability company and is owned by an individual. It does not classify itself as a capital allocator and does not engage in ESG investing. Rook Strategies emphasizes a personalized approach to wealth management, tailoring its services to meet the unique needs of its clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Benny Ynfante

    Benny Ynfante

    CEO & CCOCRD 5627732

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth