Rook Financial LLC

Overview

Rook Financial LLC is an independent, owner-operated registered investment adviser structured as an LLC that serves individuals and families. The firm’s advisory work centers on financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include a mix of percentage-of-assets, hourly, and fixed-fee engagements, and the firm manages client relationships on a discretionary basis. Investment activity is equity-oriented: exchange-traded equities are the single largest asset type used, and the firm lists a stated preference for equities. The manager supplements equity exposures with mutual funds where appropriate. Rook Financial does not present itself as an active ESG investor and is not set up as a multi-state advisory firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices