ROI Financial Planning

Overview

ROI Financial Planning is a recently established limited liability company that positions itself as a fee-based financial planning and portfolio management adviser. The snapshot lists SEC registration year as 2026 and marks the firm as a newly formed adviser owned by an individual. Its stated fee mix includes both a percentage-of-AUM component and fixed-fee arrangements. Stated advisory activities cover financial planning plus portfolio management for individuals, small businesses, and institutional/business clients; the firm also lists pension consulting services among its offerings. The snapshot flags it as not a pension consultant in the designation field and not a multi-state or ESG-focused adviser. It is not identified as a capital allocator or as a related adviser to another firm.

Assets & Accounts

Investments & Alternatives

Location & Offices