Roffman Miller Associates Inc
Firm details
- Headquarters
- Philadelphia, Pennsylvania
- CRD number
- 106019
- Registered since
- March 22, 1991
- Website
- www.roffmanmiller.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI90.74%
- Individuals5.86%
- Corporations / Businesses3.4%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Roffman Miller Associates Inc is an independent, individually owned registered investment adviser that has been SEC-registered since 1991. The firm serves primarily individual and family clients, charging fees as a percentage of assets under management and focusing on financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars or workshops. Roffman Miller does not operate as a capital allocator; it relies on external managers for alternative exposures and is not designated as an active ESG investor or a multi-state adviser. The firm has been recognized repeatedly by CNBC as one of the Top 100 Financial Advisory Firms (2019, 2020, 2021, 2022 and 2025).
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Investment Grade Corp Bonds19%
- Cash & Cash Equivalents11%
- Public Funds/Mutual Funds4%
- State & Local Bonds3%
Owners & executives
2 of 2
Paulette Greenwell
VP, Chief Compliance OfficerCRD 2703326
Mark Frombach
Chief Investment OfficerCRD 4001899
Contacts
3 of 15
Cole Hofmann
Associate Investment ManagerCRD 8084423
Ryan Crooks
Portfolio ManagerCRD 3199889
Earl Miller
Investment ManagerCRD 5938949
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$33.4M in ETFs
100%
$33.4M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $5.1M | 6,827 | 15.27% |
Location
Philadelphia, PA
Philadelphia
Location
Philadelphia, PA
Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Philadelphia
- Address
- 1835 Market St
- Time zone
- ET (UTC-5)
- Office locations
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