ELM Wealth
Firm details
- Headquarters
- Philadelphia, Pennsylvania
- CRD number
- 167225
- Registered since
- May 14, 2013
- Website
- elmwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI67.25%
- Investment Companies16.63%
- Pooled Investment Vehicles12.68%
- Individuals2.38%
- Charitable Organizations0.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
ELM Wealth is an SEC-registered advisory firm organized as an LLC and operating since 2013. The firm serves both individual and family clients as well as institutional relationships, charging a mix of percentage-of-AUM and fixed fees. Its advisory scope includes financial planning and discretionary portfolio management across individuals/small businesses, investment companies, and pooled investment vehicles. ELM Wealth does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Exchange Traded Equities5%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
James White
CEOCRD 4875996
Victor Haghani
Founder & CIOCRD 1356309
Contacts
3 of 5
Michael Fothergill
Portfolio ManagerCRD 6829411
Brandon Labbe
ControllerCRD 7890414
Jerry Bell
PartnerCRD 6090415
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 109Active vs passive
$2.8B in ETFs
81%
$2.3B
<1%
$524M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $432M | 1,166,423 | 15.48% |
Location
Philadelphia, PA
Philadelphia
Location
Philadelphia, PA
Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Philadelphia
- Address
- 50 S 16th St
- Time zone
- ET (UTC-5)
- Office locations
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