ROCKWORTH INVESTMENT SERVICES LLC

Overview

Rockworth Investment Services LLC is a small, fee-based registered investment adviser that focuses on portfolio management for individuals and small businesses. The firm runs client relationships on a percentage-of-AUM fee model and favors equity-centric allocations, deploying exchange-traded equities as the primary building block of client portfolios. Rockworth does not market itself as an ESG-focused adviser and operates under individual ownership with an unclassified adviser profile. Portfolios are managed predominantly on a discretionary basis, suggesting the firm implements model or customized allocations for clients rather than acting only as an occasional adviser. The firm’s client base consists of individual and family investors, with services geared toward straightforward wealth management and investment implementation rather than large institutional consulting or pension management.

Assets & Accounts

Public Holdings

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Location & Offices