ROCKWOOD WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- NEW HOPE, Pennsylvania
- CRD number
- 137481
- Registered since
- January 26, 2009
- Website
- www.rockwoodwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI79.66%
- Individuals16.39%
- Pension & Profit Sharing Plans2.76%
- Other0.86%
- Corporations / Businesses0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Rockwood Wealth Management, LLC is an independent, SEC‑registered registered investment adviser formed as an LLC and in operation since 2009. The firm acts as a capital allocator and provides advice to both individual/family and institutional clients. Its fee model combines a percentage of assets under management with fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and the selection of other advisers. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- US Government Bonds1%
- State & Local Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1JOHN AUGENBLICK
Chief Executive OfficerCRD 5238201
Contacts
3 of 44Jack Gawason
Financial Planning AssociateCRD 7782997
Siddhi Malvankar
Trading AssociateCRD 8042552
Natalia Rybak
Financial Planning AssociateCRD 7539336
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 111Active vs passive
$1.6B in ETFs
22%
$350M
78%
$1.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $469M | 12,077,663 | 29.13% |
Location
NEW HOPE, PA
BUCKS
Location
NEW HOPE, PA
Headquartered in NEW HOPE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- BUCKS
- Address
- 6464 Lower York Rd
- Time zone
- ET (UTC-5)
- Office locations
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