KEY FINANCIAL, INC.
Firm details
- Headquarters
- WEST CHESTER, Pennsylvania
- CRD number
- 116240
- Registered since
- May 5, 2016
- Website
- keyfinancialinc.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions, Other
- Client types
- HNWI89.77%
- Individuals9.4%
- Corporations / Businesses0.45%
- State / Municipal Government0.27%
- Pension & Profit Sharing Plans0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Key Financial, Inc. is an independent, individually owned registered investment adviser that became SEC-registered in 2016. The firm serves both individual/family and institutional clients and offers a mix of advisory services including financial planning, portfolio management for individuals and small businesses, and educational seminars. Its fee arrangements are varied — percentage-of-AUM, fixed fees, commissions and other structures are all used. The firm does not identify as an active ESG investor, is not multi-state, and does not operate as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities8%
- Cash & Cash Equivalents4%
- Other1%
Owners & executives
3 of 3PATRICIA BRENNAN
President, CEOCRD 1454607
ERIC FUHRMAN
Chief Planning OfficerCRD 4437818
RICHARD EVERETT
Chief Investment OfficerCRD 5254694
Contacts
3 of 7MICHAEL BRENNAN
Financial Planning & Portfolio ConsultantCRD 6135449
SAMUEL BAEZ
Portfolio ConsultantCRD 5726041
THOMAS BELISARI
Financial PlannerCRD 1061290
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 621Active vs passive
$468M in ETFs
89%
$416M
10%
$51.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE TRUE DEVELOPED INTERNATIONAL FUND (DOL) | Wisdom Tree | Passive | Foreign Large Value | $21.8M | 321,335 | 4.67% |
Location
WEST CHESTER, PA
CHESTER
Location
WEST CHESTER, PA
Headquartered in WEST CHESTER, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- CHESTER
- Address
- 1045 Andrew Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
WEDMONT PRIVATE CAPITAL
RIAWEST CHESTER, PA
WEALTHCARE ADVISORY PARTNERS LLC
RIAWEST CHESTER, PA
VEERY CAPITAL, LLC
RIAWEST CHESTER, PA
MARKET STREET WEALTH MANAGEMENT
RIAWEST CHESTER, PA
VENERABLE INVESTMENT ADVISERS, LLC
RIAWEST CHESTER, PA
WEALTHCARE CAPITAL PARTNERS, LLC
RIAWEST CHESTER, PA