Key Financial, Inc.
Firm details
- Headquarters
- West Chester, Pennsylvania
- CRD number
- 116240
- Registered since
- May 5, 2016
- Website
- keyfinancialinc.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions, Other
- Client types
- HNWI89.77%
- Individuals9.4%
- Corporations / Businesses0.45%
- State / Municipal Government0.27%
- Pension & Profit Sharing Plans0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Key Financial, Inc. is an independent registered investment adviser, organized as a corporation and owned by an individual, that registered with the SEC in 2016. The firm serves both individual and family clients as well as institutional clients, and delivers financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. Its fee arrangements include percentage-of-AUM billing alongside fixed fees and commission-based arrangements. The firm does not describe itself as a capital allocator and is not positioned as an active ESG investor. It is not registered as a multi-state adviser, and it does not list pension consulting or related-adviser activity among its services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities8%
- Cash & Cash Equivalents4%
- Other1%
Owners & executives
3 of 3
Patricia Brennan
President, CEOCRD 1454607
Eric Fuhrman
Chief Planning OfficerCRD 4437818
Richard Everett
Chief Investment OfficerCRD 5254694
Contacts
3 of 5
Michael Brennan
Financial Planning & Portfolio ConsultantCRD 6135449
Diane Krainik
Financial Planning SupervisorCRD 6628363
Spencer Peet
Portfolio ConsultantCRD 7286850
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 614Active vs passive
$517M in ETFs
88%
$455M
11%
$61.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE TRUE DEVELOPED INTERNATIONAL FUND (DOL) | Wisdom Tree | Passive | Foreign Large Value | $22.8M | 306,315 | 4.41% |
Location
West Chester, PA
Chester
Location
West Chester, PA
Headquartered in West Chester, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Chester
- Address
- 1045 Andrew Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Wedmont Private Capital
RIAWest Chester, PA
Wealthcare Advisory Partners LLC
RIAWest Chester, PA
Veery Capital, LLC
RIAWest Chester, PA
Market Street Wealth Management
RIAWest Chester, PA
Venerable Investment Advisers, LLC
RIAWest Chester, PA
Wealthcare Capital Partners, LLC
RIAWest Chester, PA